Topics Covered in the Open Access Legislative Drafting Courses

LGST 551 Introduction to Legislative Drafting

Introduction to Legislative Drafting

Module 1 - The Basics: Preview

Module 1: Section 1 – What is Legislative Drafting All About?

1. Drafting and legislative counsel.

· What is legislative drafting?

· Why is legislative drafting important?

· Who should draft legislation?

· What are the advantages of a centralised drafting office?

· What are the drawbacks of a centralised drafting office?

· How is legislative drafting viewed by users of legislation?

· Principles of “traditional” legislative drafting.

· What are the responsibilities of legislative counsel?

· How do we fulfil these responsibilities?

2. Legislative expression.

· To whom should legislation be addressed?

· What should be our aims as legislative counsel?

· Are there any constraints on the legislative counsel?

· How does legislative expression compare with other forms of communication?

· What are the differences between legislative and non-legislative commands?

· What more is needed to create legislative prohibitions?

· How should we choose the right expression?

· What work practices will facilitate drafting?

Review.

Module 1: Section 2 – What is Legislation?

1. Types of legislation

· What is legislation?

· What forms does primary legislation take?

· Which bodies have power to make subsidiary legislation?

· What forms does subsidiary legislation take?

2. Classification of primary legislation (bill and acts).
3. Structure and format of bills and acts.

· What features appear in acts?

· What features appear only in bills?

4. Conventional arrangement of bills and acts.

Review.

Module 1: Section 3 - Why do we Draft as we do in Parliamentary Systems?

1. Historical development of legislative drafting.

· Where did drafting begin?

· How did drafting develop in the 19^th Century?

· How did drafting develop in the 20^th Century?

2. Theoretical foundations of this form of drafting.

· What were the premises of Coode’s approach?

· What were Coode’s components of a legislative sentence?

· What were Coode’s guidelines for forming sentences?

· How have later legislative counsel built on Coode’s approach?

3. What are the principal characteristics of this form of drafting?
4. Drafting objectives.

· How should drafting be oriented in the 21^st Century?

· What do users expect from legal documents?

· How can we meet these expectations? (Seven Cs of Legislative Drafting.)

· Are the Seven Cs equally important?

· How can we achieve the Seven Cs? (Seven Basic Drafting Practices.)

Review.

Module 2: Writing Legislative Sentences.

Module 2: Section 1 – What do we need to know about grammar?

1. Why is grammar important for the drafting?
2. What grammatical terms do we need to know?
3. What common grammatical mistakes should we watch for?

· Verb in a predicate is missing or incomplete.

· Verb does not agree with its subject in number.

· Pronoun is vague or ambiguous or missing.

· Modifier is misplaced or ambiguous.

· Preposition is incorrect or missing.

· Article (definite or indefinite) is wrong or missing.

· Punctuation is incorrect.

Review.

· Appendix I – grammar checklist.

· Appendix II – list of grammatical terms and usage.

· A. Some basic terms.

· B. Terms used for sentences.

· C. Terms used for nouns.

· D. Terms used for verbs.

· E. Terms used for modifiers.

· F. Miscellaneous terms.

Module 2: Section 2 – What are the basics of writing legislative sentences?

1. Starting to write.

· How should we begin the process of writing a legislative sentence?

· Are there any guidelines to help you get started?

2. Basic components of legislative sentences.

· What are the basic components of a legislative sentence?

· How should we decide on the components of a legislative sentence?

3. Types of legislative sentences.

· How do legislative counsel write particular kinds of sentences?

· Are there different ways to express the same provision?

Review.

Module 2: Section 3 - How do we put together the components of legislative sentences?

1. Principal subject.

· How do we select the grammatical subject of the sentence?

· How do we decide which legal person is to be the grammatical subject?

· How should the principal subject be described?

· How do we choose the subject of a declaratory sentence?

2. Principal Predicate.

· How do we determine the principal predicate?

· How should we write the principal predicate?

· How should we select the appropriate verb for the principal predicate?

· Is an auxiliary required in every principal predicate?

· How do we choose the appropriate auxiliary?

3. Predicate modifiers.

· How should we particularise predicates?

· How should we write context clauses?

Review.

Module 2: Section 4 – How do we punctuate and capitalise legislation?

1. Punctuation.

· What is the function of punctuation in legislation?

· Do legislative counsel use punctuation differently from other writers?

· How should we approach the punctuation of legislation?

2. Capitalisation.

· When do we use capital letters?

· When should we not use capital letters?

Review.

Module 2: Section 5 - What can go wrong in legislative expression?

1. Subjects.

· Imprecise linking of several subjects.

· Ambiguous modifiers of subjects.

· Imprecise use of pronouns.

2. Verbs.

· Imprecise linking of several verbs.

· Ambiguous verb modifiers.

· Ambiguous participles.

3. Modifiers.

· Defective sentence modification.

· Ambiguous prepositions.

· Uncertain conjunctions.

Review.

LGST 553 Legislative Structure, Style and Limits

Legislative Structure, Style and Limits.

Module 1: Section 1 – How should we structure a legislative text?

1. General considerations.

· Why is structuring important?

· What are the basic characteristics of structuring?

· What guidelines should we follow in structuring legislation?

2. Drafting sections.

· How should we approach individual sections?

· How can we tell which matters should be covered by the same section?

· How long should a section be?

· How should the section note be selected?

3. Drafting Sentences in Sections.

· How long should a sentence in a section be?

· What can be done to shorten sentences

4. Paragraphing.

· How can paragraphing help?

· When might paragraphing be used?

· What factors should be borne in mind when drafting paragraphs?

· What can go wrong with paragraphs?

· How can we find flaws in paragraphing?

5. Numbering.

· How should legislative provisions be numbered?

· How should we number new provisions inserted into existing ones?

6. Arranging and linking sentences in a section.

· How should sentences in a section be arranged?

· When should sentences in a section be linked?

· How should sentences in a section be linked?

· Should we use a proviso as a linking device?

· What alternatives to the proviso should be used?

· Can we dispense with linking words between sentences?

7. Linking sections.

· What is different about linking sections?

· How can sections be linked?

· How should cross-references be drafted?

8. Incorporation by reference.

· When can we incorporate provisions from one part of a text to another?

· When can we incorporate provisions from other legislation?

· Can provisions be incorporated from the legislation of another jurisdiction?

9. Grouping sections.

· When should we have formal groupings of sections?

· What groupings are conventionally used?

· When might groupings be of particular value?

· When should the decision be made about grouping sections?

· What should be borne in mind in grouping sections?

· How should group headings be expressed?

Review.

Module 1: Section 2 - How should we organise a legislative text?

1. General considerations.

· Why prepare an outline before composing the detailed provisions?

· What advantages does an outline provide?

· How final is an outline?

2. Preparing an outline.

· What do we need to start?

· How do we arrive at suitable groupings?

· How do we allocate individual items to their appropriate group?

· How do we order the items in the groups, and the groups themselves?

· What should the outline look like when it is completed?

3. Factors influencing an outline for a bill.

· How are formal and technical provisions arranged?

· How are provisions grouped together?

· How is subsidiary legislation used?

· How are amending acts treated?

· How are distinct subject matters dealt with?

Review.

Module 2: Section 1 - How can we develop good legislative style?

1. General considerations.

· What do we mean by good legislative style?

· How do we decide what is good style?

· How are style standards set for legislative counsel?

· Why is style important?

· What style practices get in the way of communication?

· What is the aim of the plain language style?

2. Developing good legislative style.

· How can we improve communication?

· How can we improve clarity?

· How can we make legislation more readable?

· How can we make legislation more concise?

· How can we make legislation more complete?

· How can we make legislation more consistent?

· How can we make legislation certain?

3. Gender-neutral drafting.

· How can we draft in gender-neutral terms?

4. Some additional matters of style.

· Can we split infinitives?

· Can we end a sentence with a preposition?

· Can we begin a sentence with “And” or “But”?

Review.

Appendix I – Simple words and expressions.

Appendix II – Commonly confused words.

Module 3: Working within limits.

Module 3: Section 1 - How do we work with interpretive approaches and rules?

1. General considerations.

· What do we mean by “interpretive approaches and rules”?

· How should legislative counsel look at interpretive approaches and rules?

· How should legislative counsel take account of interpretive approaches and rules?

· What questions of interpretation arise most commonly?

2. Judicial approaches to interpretation.

· How do judicial approaches affect drafting?

· How can we anticipate judicial approaches?

3. Interpretive assumptions and presumptions.

· What are the principal linguistic assumptions?

· What are the principal presumptions of legislative intent?

4. Aids to interpretation.

· What intrinsic aids may be used?

· What extrinsic aids may be used?

5. Conclusion.

Review.

Module 3: Section 2 - How do we work with Interpretation Acts?

1. Importance of Interpretation Acts.

· Why are Interpretation Acts important to legislative counsel?

· How are the benefits of Interpretation Acts obtained?

· How well do users of legislation know Interpretation Acts?

2. Application of Interpretation Acts.

· What provisions do Interpretation Acts apply to?

· How can the application of an Interpretation Act be excluded?

3. Using Interpretation Acts to facilitate drafting.

· Form and application provisions.

· Commencement provisions.

· Standardised definitions.

· Standardised rules for a common legislative style.

· Resolution of interpretive uncertainties.

· Implied rules of substantive law.

Review.

Appendix – Comparative table of Interpretation Acts.

Module 3: Section 3 – How do we work with the Constitution?

1. The Constitution and legislative counsel.

· What is legislative counsel’s responsibility?

· How should we deal with instructions that appear inconsistent with the Constitution?

· What constitutional instruments are you likely to need?

2. Particular constitutional constraints.

· What are the main constraints on legislative functions and procedures?

· What are the main constraints on judicial functions and procedures?

· What are the main constraints on executive functions and procedures?

· What are the main constraints on public service functions and official appointments?

· What are the main constraints with respect to financial matters?

Review.

Module 3: Section 4 – How do we work with fundamental rights and freedoms?

1. Drafting under a bill of rights.

· What rights and freedoms are protected by the Constitution?

· Do the specified rights and freedoms constitute a comprehensive statement of protected rights and freedoms?

· What other matters in the Bill of Rights are of particular interest to legislative counsel?

· How should we deal with qualifications?

· How should we deal with derogations?

· How should we approach Bill of Rights issues?

· How should we draft legislation to fulfil a permitted qualification?

2. International standards.

· Where do we find the international standards on human rights?

· How do international standards affect domestic law?

· What are the implications for law-making?

· What are the implications for legislative counsel?

· How can we keep in touch with international developments?

· What international human rights treaties apply?

Review.

LGST 555 Drafting Preliminary, Amending and Final Provisions

Drafting Preliminary, Amending, and Final Provisions.

Module 1: Preview.

1. Preliminary and Final Provisions

· What matters are usually contained in preliminary or final provisions?

· How are preliminary and final provisions arranged?

2. Explanatory Material

· What is a road-map and what purposes does it serve?

· What other explanatory material may be included?

Review.

Module 1: Section 2 – How do we draft titles, preambles and words of enactment?

1. Long titles of bills.

· What purposes do long titles serve?

· How should a long title be drafted?

2. Preambles.

· What purposes do preambles serve?

· When might a preamble be used?

· How should a preamble be drafted?

3. Words of enactment.

· What purposes do words of enactment serve?

· How are words of enactment dealt with?

4. Short titles.

· What purposes does a short title serve?

· How should a short title be selected?

· How should a short title be drafted?

Review.

Module 1: Section 3 – How do we draft commencement and duration provisions?

1. Commencement provisions.

· What purposes do commencement provisions serve?

· When are commencement provisions needed?

· What are good reasons for including commencement provisions?

· How should commencement provisions be drafted?

2. Expiry provisions.

· What purposes do expiry provisions serve?

· How should expiry provisions be drafted?

Review.

Module 1: Section 4 – How do we draft interpretation provisions?

1. General considerations.

· What are interpretation provisions?

· What is the difference between a definition and an interpretive rule?

· Where should interpretation provisions be placed?

· Do interpretation provisions have any shortcomings?

2. Definitions generally.

· What purposes do definitions serve?

· What is the relationship between statutory definitions and dictionary meanings?

· How should definitions be drafted?

3. Labelling definitions.

· When should labelling definitions drafted?

· How should a labelling definition be drafted?

4. Stipulating definitions.

· When should stipulating definitions be drafted?

· How should stipulating definitions be drafted?

· What should be considered in writing stipulating definitions?

· What pitfalls are there?

5. Syntax of definitions.

· Definitions to be read into sentences.

· Definitions must not duplicate words in sentences that use them.

· Definitions must be grammatically consistent with defined terms.

· Definitions apply with the necessary modifications to the other grammatical forms of defined terms.

· Definitions should be in the form of verbs or nouns.

6. Interpretive rules.

· When should interpretive rules be used?

· How should interpretive rules be drafted?

7. Hints and checks.

· What practical hints should we bear in mind?

· What final checks should we make?

Review.

Module 1: Section 5 – When and how do we draft purpose clauses?

1. What is a purpose clause?
2. Why use a purpose clause?
3. Why don’t legislative counsel use purpose clauses more often?
4. When is a purpose clause useful?
5. How should a purpose clause be drafted?

Review.

Module 1: Section 6 – When and how do we draft application provisions?

1. Application provisions generally.

· What assumptions underlie the application of legislation?

· When should application provisions be used?

· When are application provisions most commonly used?

· How should application provisions be drafted?

2. Application to things in the past.

· What types of past-application are there?

· How has past-application generally been treated in law?

· When should retroactive provisions be drafted?

· When should retrospective provisions be drafted?

· When should provision be made for procedural changes?

3. Provisions binding the state.

· What are the relevant interpretive presumptions?

· What are the legal effects of the presumptions?

· How do we draft provisions to bind the State?

4. Extra-territorial extension.

· What is the relevant presumption?

· What legislative competence is required to make extra-territorial legislation?

· Do the presumptions relate to the law of other countries?

· What territorial limits are envisaged?

· What are the drafting implications of the presumptions?

· What does extra-territorial extension involve in criminal cases?

· How should extension provisions be drafted?

Review.

Module 1: Section 7 – When and how do we draft schedules?

1. Drafting schedules.

· What are schedules to legislative texts?

· When should schedules be used?

· How should schedules be drafted?

Review.

Module 2: Drafting Amending Provisions.

Module 2: Section 1 - What are amending provisions and how are they arranged?

· What are amending and transitional provisions?

· In what order are amending and transitional provisions arranged?

· What section notes are appropriate?

Review.

Module 2: Section 2 - How should we repeal and amend legislation?

1. General considerations.

· How do repeals and amendments differ?

· Does amendment involve repeal?

· How can legislation be repealed and amended?

· When is legislation impliedly repealed?

· Should repeals and amendments be made by primary or subsidiary legislation?

· When are repeal and amending provisions needed?

· When should we replace rather than amend legislation?

2. Deciding what to repeal or amend.

· How do we decide what needs to be repealed or amended?

· How do we prepare for repeals?

· How do we prepare for amendments?

3. Drafting repeal provisions.

· What should be our objectives when drafting repeal provisions?

· How are repeal provisions drafted?

· Are there any special features for re-enactment and replacement legislation?

4. Drafting amendments.

· What methods of amendment can be used?

· What should be our objectives when drafting amendments?

· How should amendments be arranged?

· How should we draft amendments?

· Use precise amending formulas.

· Inserting new provisions.

· Modifying particular words in a provision.

· Repealing and replacing provisions.

· Be consistent.

· Consequential amendments.

· Section notes.

5. Concluding questions.

· What can go wrong when drafting repeals and amendments?

· How can we explain the effects of amendments?

· How do we draft amendments for the parliamentary process?

Review.

Module 2: Section 3 – When and how do we draft saving and other transitional provisions?

1. General considerations.

· What is the function of transitional provisions?

· How do saving provisions differ from other transitional provisions?

· What purposes do these provisions serve?

· How important are these provisions?

· Are these provisions required in all legislation?

· When should you work on these provisions?

2. Legal effects of repeals.

· What are the legal consequences of a repeal?

· What are the common law rules on the effects of repeals?

· What modifications are made by the Interpretation Act?

· How should the Interpretation Act be used?

3. The content of saving and transitional provisions.

· What matters are likely to require these provisions?

· How are unqualified saving provisions expressed?

· How are transitional provisions affecting past matters expressed?

· How are provisions instituting transition arrangements expressed?

4. Drafting saving and transitional provisions.

· How does the presumption against retrospective legislation relate to these provisions?

· How do we decide which matters should be saved?

· What forms may saving provisions take?

· How should the drafting of transitional provisions be approached?

· What forms may transitional provisions take?

· What practical points should be borne in mind?

Review.

LGST 557 Implementation Provisions and Drafting Processes

Implementation Provisions and Drafting Practices.

Module 1: Section 1 – How do we draft compliance provisions.

1. General considerations.

· When are penal provisions likely to be useful?

· What alternatives are there to penal provisions?

· What factors should we bear in mind when using alternatives?

2. Determining what penal provisions are required.

· What general factors should we bear in mind?

· What steps should we take to determine the content of penal provisions?

· Step 1: Are penal provisions required?

· Step 2: Is the same activity already subject to penal provisions under existing law?

· Step 3: Whose and what precise conduct is to be prohibited?

· Step 4: Should the mental element be addressed expressly?

· Step 5: At what level of court is the offence to be triable?

· Step 6: What is the maximum penalty to be attached to the offence?

· Step 7: Should any special defence be included?

· Step 8: Should any limitations on prosecutions be included?

3. Drafting penal provisions.

· How should we draft penal provisions?

· How may offence provisions be expressed?

· When should we use these different forms?

· Can the style of offence provisions be improved?

· What particular points should we look out for?

· Describing the offender.

· Prescribing the conduct.

· Including the mental element.

· Providing special defences.

· When might penal provisions also give rise to civil liability?

Review.

Module 1: Section 2 – How do we delegate powers to legislate?

1. General considerations.

· When should delegated powers be conferred?

· How should matters be divided between primary and subsidiary legislation?

· When is an instrument subsidiary legislation?

· How do the courts approach powers to make subsidiary legislation?

· What are your objectives when drafting enabling provisions?

· When are delegated powers needed?

· Ancillary matters.

· Substantive matters.

· Incidental matters.

· Supplementary matters.

· Principal provisions.

· How widely should enabling provisions be drafted?

2. General approaches to drafting subsidiary legislative powers.

· What are the basic steps?

· Are there matters that should be expressly authorised?

· What other factors can influence the drafting of subsidiary legislative powers?

· What general legislation may affect the drafting of subsidiary legislative powers?

3. Particular questions.

· What type of instrument?

· Who is to be the delegate?

· Is any body to be linked with the making? If so, how?

· What powers are to be delegated?

· Are the powers adequate to cover all the matters intended?

· What procedures are to be required for making the subsidiary legislation?

· Should external interests be involved in making subsidiary legislation?

· What procedures are required after the making?

Review.

Appendix - Checklist for drafting subsidiary legislative powers.

Module 1: Section 3 – How do we draft subsidiary legislation?

1. General considerations.

· How does drafting subsidiary legislation differ from drafting bills?

2. Drafting approach.

· How should we approach the drafting of subsidiary legislation?

· How do we check to prevent unauthorised subsidiary legislation?

3. Drafting details.

· Two instruments or one?

· What are the characteristic features of subsidiary instruments?

· What type of instrument is required?

· What headings are required?

· What authorising words should be used?

· How should the title be drafted?

· When should provision be made for commencement?

· When should definitions be included?

· What special factors should be borne in mind in drafting substantive provisions?

· Should section notes be provided?

· Are there special features for amending, repealing or re-enacting provisions?

· What authenticating words are needed?

· How should an instrument be dated?

· Should an explanatory note be added?

4. Drafting executive instruments.

· What should we bear in mind when drafting executive instruments?

Review.

Module 2: Law-making processes and working with clients.

Module 2: Section 1 – What are the processes for making laws and our role as legislative counsel?

1. Preparing a bill.

· How is policy made?

· What techniques are there for assessing policy?

· How is a policy option developed into an operational scheme?

· What Executive approval is required?

· How are drafting instructions provided?

· How is the legislative text prepared?

· How should the contents of the bill be arranged?

2. Enacting a bill.

· How is a bill enacted as legislation?

· What is the role of legislative counsel during the enactment process?

3. Subsidiary legislation – how does its preparation differ?

Review.

Module 2: Section 2 - How do we work with drafting instructions?

1. Getting instructions.

· In what form should instructions be given?

· Why should instructions not take the form of a draft legislative text?

· Why might instructions be incomplete?

· What questions should instructions answer?

· What if the instructions are incomplete?

2. Analysing instructions.

· What should we be looking for when analysing instructions?

· What questions might we ask to understand instructions?

· What questions might we ask to ascertain the elements of the proposal?

· How might we approach the task of analysis?

· What other analytical aids can we use?

· Should the analysis be discussed with the client Ministry?

Review.